Morningstar, Inc.

Morningstar, Inc. is a leading provider of independent investment research in North America, Europe, Australia, and Asia. The company offers an extensive line of products and services for individual investors, financial advisors, asset managers, retirement plan providers and sponsors, and institutional investors in the private capital markets.

Morningstar provides data and research insights on a wide range of investment offerings, including managed investment products, publicly listed companies, private capital markets, and real-time global market data. Morningstar also offers investment management services through its investment advisory subsidiaries, with more than $200 billion in assets under advisement and management as of Dec. 31, 2016. The company has operations in 27 countries.

RiskPro

RiskPro is a revolutionary risk profiling, portfolio construction and compliance surveillance system. Conceived by financial advisors and leading econometricians, RiskPro is helping improve the advisor/investor experience and is a central component to any fiduciary’s solution set.

RiskPro is helping Broker/Dealers, RIAs and Financial Advisors walk through a defined process to comply with both the Investment Advisors Act of 1940 and the DOL fiduciary rules. It systematically improves the investor experience and is a central component to any intermediaries’ end-to-end DOL solution set. We are delivering the tools and training at every level to turn the new rules into an opportunity to dramatically expand business and positively impact the lives of clients.

Financial Database Services

CAESAR is a powerful and proven broker dealer back office commission and compliance software platform for broker dealers. CAESAR is battle tested and our proven performance record provides broker dealers with a scalable and efficient broker dealer platform. In 30 years of back office processing no client has ever missed a commission run!

Due Diligence Works, Inc

We enable Wealth Management Firms to delivery “Best Interest Advice”:
– Ongoing Due Diligence of your investments and insurance products,
– Product Shelf Management helping firms review the entire universe of products (not just your platform); ensuring you have the best products on your shelf and can prove it.

All in a variable cost model that can bring down your cost, improve quality, and stand the test of regulatory scrutiny. Some of our clients also find we can help them grow revenue too.

Ebix, Inc.

Ebix, Inc. (NASDAQ: EBIX) is a leading international supplier of on-demand software and eCommerce services to the insurance and financial services industry. Ebix provides end-to-end solutions ranging from infrastructure exchanges, carrier systems, agency systems, eApplication solutions, and CRM to custom software development for all entities in the industry. With 40+ offices across the US, Brazil, Singapore, Australia, UK, and Canada, Ebix powers multiple businesses across the world. Through its various SaaS-based software platforms, Ebix employs over 2,400 industry and technology professionals to provide products and services, and support and consultancy to thousands of customers across six continents.

eMoney Advisor

eMoney Advisor, LLC (“eMoney”), based in Radnor, Pennsylvania, is the only wealth-planning platform for financial professionals and firms that offers superior transparency, accessibility, security, and organization for everything that affects their clients’ financial lives. A technology envisioned and created by advisors for advisors, eMoney’s award-winning software and resources are tailored to transform the advisor’s ability to implement comprehensive financial plans and prepare their clients for a secure financial future. For more information, please visit: www.emoneyadvisor.com.

Quik!

Quik! is the forms automation solution powering Docupace’s Starting Point and ePACS. Through a combination of our extensive financial services forms library, our robust data model and web-based APIs, Quik! enables Docupace to deliver an enterprise forms automation solution for new account opening, transitions and more. Quik! empowers people to do their best work.​

CDW

CDW is a leading multi-brand technology solutions provider to business, government, education and healthcare organizations in the United States, Canada and the United Kingdom. A Fortune 500 company with multi-national capabilities, CDW was founded in 1984 and employs approximately 8,600 coworkers. For the trailing twelve months ended March 31, 2017, the company generated net sales of over $14 billion. For more information about CDW, please visit www.CDW.com.

Financial Industry Technical Services, Inc. (FITS)

FITS provides consulting services to the financial services industry, specifically Banks, Broker-Dealers, Insurance Firms, Investment Advisers, Trust Companies, and Regulatory Agencies. FITS operational, strategic, and technology solutions include business process optimization, compliance/regulatory consulting, merger/integration support, operational efficiencies, self-clearing assessments, and system conversions. FITS consultants stand ready to navigate clients through the challenges facing the industry. Our philosophy is to provide clients with cost-effective services and results that are sustainable beyond the length of the engagement.

RegEd

RegEd is a leading provider of compliance technology solutions with relationships with more than 400 enterprise clients, including 80% of the top 25 broker-dealers and top 25 insurance companies. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based and content-driven compliance automation for insurance companies, investment advisors and broker-dealers. For more information, visit www.reged.com.