Join us at Vision 2017, Docupace’s Annual Client Conference, for a unique opportunity to collaborate with other leading executives, gain fresh perspectives, and resolve more industry challenges.

Technology, regulatory and cybersecurity experts will be presenting what you need to know to conquer this year head-on!


Our vision coupled with your experience has helped us to become the only single-vendor Straight-Through Processing platform (STP) for financial services.

As a leading provider of cyber security services and FINRA/SEC compliant solutions for Broker-Dealers, registered investment advisory firms and other financial services providers, Docupace has an unparalleled track record for securing systems, processes and data without a single security breach.

Our success and yours relies on a combination of technology, expertise and feedback!



Collaborate with other leading executives


Be presented with new ideas


Gain fresh perspectives


Tackle industry challenges affecting your business


2017 Vision Conference Agenda

* Topics and panels are subject to change

Conference Highlights

  • The New Docupace Delivery Organization, Methodology & Client Success
  • Client Success Panel
  • Cyber Security Panel

State of the Union and ePACS® AI Solution Demo

Michael Pinsker, President and CEO of Docupace

  • Hear the latest updates and get a glimpse into what’s next.
  • See how the Docupace ePACS® AI Solution has reduced the processing time for alternative investment transactions from days to hours.

FINRA Presentation and Q&A Session

  • Learn what’s driving FINRAs latest tech initiatives and hear about new opportunities currently being evaluated
  • Provide your feedback on how to reduce costs and the burden of compliance interactions
  • Firm Outreach Program and opportunities being evaluated as a result of the program’s findings
  • Compliance Resource Provider Program, including current partners, and new areas being explored
  • Education Resources, including committees, conferences, webinars, and other educational resources available to our firms
  • Examination Program, including an overview of our recently published Report on Cybersecurity Practices
  • Panelists will also engage the audience to get feedback on where they believe FINRA should focus efforts to reduce cost and burden of compliance interactions with FINRA

Cybersecurity Panel

  • Hear from a panel of leading security experts including Tom Embrogno, Chief Growth Officer at Docupace, Jason Mendenhall, Executive Vice President at Cloud at SWITCH, David Yacono, Senior Director, Information Security at FINRA, Twyla Garrett, President at Investment Management Enterprise and Braden Russell, Senior Project Manager at Cylance.
  • Get your important cybersecurity questions answered.

DAY I - Sunday, May 7, 2017

7:00 am –
1:00 pm
Golf Outing
Cowboys Golf Club

Meet 6:45 am at the Tour Lobby – Right side before exiting doors passed the Bell Stand
1600 Fairway Drive, Grapevine, TX 76051
6:00 pm – 8:00 pm Opening Cocktail Reception

DAY II - Monday, May 8, 2017

7:30 am –
8:30 am

Buffet Breakfast

8:45 am –
9:30 am

Welcome from the Docupace Family!

“Client Success…It’s All About You”
Michael Pinsker, CEO
Tom Embrogno, SGA

9:30 am –
10:15 am

The Docupace Delivery Organization

John P. Cunningham, CIO & CISO
Joel Friedman, Principal – Customer Success

10:15 am –
10:30 am
10:30 am –
11:15 am
Docupace Product Roadmap

Ron Wallis, CTO
Richard Thoeny, VP Product Management

11:15 am –
12 noon
Client Success Panel

Joel Friedman, Principal – Customer Success

12 noon –
1:00 pm
Sponsored by ETI/Quik!
1:15 pm –
1:45 pm
Platinum Sponsor

1:45 pm –
2:15 pm
Docupace Transition Assistant

Kevin Johannesen, VP Client Solutions
Alan Giancaterino, EVP Enterprise Business Solutions

2:15 pm –
2:45 pm
Cyber Security Panel

Moderator: Tom Embrogno, SGA

2:45 pm –
3:15 pm
Docupace Cyber Security Services

Shari Naughton, VP Business Development
John P. Cunningham, CIO & CISO

3:15 pm –
3:30 pm
3:30 pm –
4:00 pm
Docupace AI Solution

Sharon Ross, VP Business Development

4:00 pm –
4:30 pm
Docupace Partner Spotlight
Annuity STP and more!
5:30 pm –
6:00 pm
6:00 pm –
8:00 pm

DAY III- Tuesday, May 9, 2017

7:30 am –
8:30 am

Buffet Breakfast

8:45 am –
9:30 am
Docupace ePACS Connect – Data Management Platform

Ron Wallis, CTO
Richard Thoeny, VP Product Management

9:30 am –
10:00 am
Platinum Sponsor
10:00 am –
10:15 am
10:15 am –
10:45 am

Docupace Business Partners & Sponsors Introductions

Kevin Laraia, Chief Strategy Officer
Alan Giancaterino, EVP Enterprise Business Solutions

10:45 am –
11:00 am

Transition to Breakout Rooms

Gold Sponsor Breakouts – Morning
11:00 am –
12:00 pm
A Track – Round I B Track – Round I
11:00 am –
11:30 am
Sponsor Presentation I Sponsor Presentation II
11:30 am –
12:00 pm
Sponsor Presentation III Sponsor Presentation IV
12 noon –
1:00 pm
Gold Sponsor Breakouts – Afternoon
1:15 pm –
2:25 pm
B Track – Round II A Track – Round II
1:15 pm –
1:45 pm
Sponsor Presentation IV Sponsor Presentation III
1:45 pm –
2:15 pm
Sponsor Presentation II Sponsor Presentation I
2:15 pm –
2:30 pm
Transition to Main Meeting Room
2:30 pm –
3:00 pm
Closing Comments

Kevin Laraia, Chief Strategy Officer
Alan Giancaterino, EVP Business Solutions

Important Information

Dress for ALL Meeting Sessions Sunday evening’s Cocktail Reception and Monday evening’s Dinner is business casual (jacket, no tie, collared dress shirt, & dress slacks for men, appropriate business attire for women). Dress for all business sessions is business casual. All events will be conducted indoors.

WiFi Network: Vision2017
WiFi Password: Docupace@2017 (Case sensitive)


The dress code for all events is business casual.


Anne Ternay
c 610-772-7414


Share the #DocupaceVision2017


“Everything’s bigger in Texas,” Gaylord Texan Resort & Convention Center invites visitors to a first-class experience with Southern hospitality. Overlooking the beautiful Grapevine Lake, the hotel offers a one-of-a-kind retreat with luxurious accommodations, first-class restaurants, eclectic shops and 4.5 acres of lush indoor gardens and winding waterways.

Sunday, May 7th-Tuesday, May 9th 2017


All activities and meetings will be held at the Gaylord Texan Resort Hotel


1501 Gaylord Trail,
Grapevine, TX 76051


To make reservations please call:

Toll Free 24/7 number: 877-491-5138
Mention Docupace Technologies for the discounted rate.


Rate: hotel resort fee and taxes.
Billing: Individual to Pay.

Gaylord Texan Resort Hotel


Room reservations must be made on or before 4/14/17. Room reservation requests after this date will be subject to hotel availability at the rack rate.


If you have any questions about the conference, please contact:

Anne Ternay
c 610-772-7414


Golf Information

Be our guest for golf on Sunday, May 7th at Cowboys Golf Club. Etched into the rolling hills of Grapevine, Texas, Cowboys Golf Club is distinguished as the first and only NFL-themed golf club in the world, and one of the region’s only all-inclusive world-class resort golf properties.


NOTE: Golf is complimentary and optional. Space is limited. Please register for Golf on the conference registration section.


March Madness Special!

Sign up two or more people from your firm by Friday, March 31st and receive the March Madness Special. An exclusive opportunity to have one person from your firm attend our ePACS Boot Camp at no cost.

Deadline for registration is Friday, April 14th.

Please complete the form below. You will be sent a confirmation that you’ve been processed and will receive follow up documentation over the next few days.

* denotes a required field

Your First Name *

Your Last Name *

Your Email *

Company Name *

Title *

Company Address 1 *

Company Address 2

Company City *

Company State *

Company Zip *

Work Phone *

Cell Phone *

In case of an emergency please let us know who you would like for us to get in contact with.

Emergency Contact's First Name *

Emergency Contact's Last Name *

Emergency Contact's Relationship To You *

Emergency Contact's Phone *

Please upload a bio picture along with your description below.

Bio Photo (Please upload a high resolution photo. Required file formats are png or jpg. Max file size is 10mb.)*

Paste Personal Bio into text box (Limited to 150 words) *

Do you authorize Docupace to use your image and bio on the Vision 2017 Website and printed materials for the conference only? *

What would you like to accomplish during this conference? (Limited to 75 words) *

Are you interested in playing golf Sunday, May 7th? [Tee time 8am]*

Will you be joining us for the Welcome Cocktail Reception Sunday evening, May 7th? *

Menu selection for dinner Monday, May 8th *

Captcha *

Please type the characters you see *


If you have any questions about how to register, please contact:

Anne Ternay
c 610-772-7414



Morningstar, Inc.

Morningstar, Inc. is a leading provider of independent investment research in North America, Europe, Australia, and Asia. The company offers an extensive line of products and services for individual investors, financial advisors, asset managers, retirement plan providers and sponsors, and institutional investors in the private capital markets.

Morningstar provides data and research insights on a wide range of investment offerings, including managed investment products, publicly listed companies, private capital markets, and real-time global market data. Morningstar also offers investment management services through its investment advisory subsidiaries, with more than $200 billion in assets under advisement and management as of Dec. 31, 2016. The company has operations in 27 countries.


RiskPro is a revolutionary risk profiling, portfolio construction and compliance surveillance system. Conceived by financial advisors and leading econometricians, RiskPro is helping improve the advisor/investor experience and is a central component to any fiduciary’s solution set.

RiskPro is helping Broker/Dealers, RIAs and Financial Advisors walk through a defined process to comply with both the Investment Advisors Act of 1940 and the DOL fiduciary rules. It systematically improves the investor experience and is a central component to any intermediaries’ end-to-end DOL solution set. We are delivering the tools and training at every level to turn the new rules into an opportunity to dramatically expand business and positively impact the lives of clients.


Financial Database Services

CAESAR is a powerful and proven broker dealer back office commission and compliance software platform for broker dealers. CAESAR is battle tested and our proven performance record provides broker dealers with a scalable and efficient broker dealer platform. In 30 years of back office processing no client has ever missed a commission run!

Due Diligence Works, Inc

We enable Wealth Management Firms to delivery “Best Interest Advice”:
– Ongoing Due Diligence of your investments and insurance products,
– Product Shelf Management helping firms review the entire universe of products (not just your platform); ensuring you have the best products on your shelf and can prove it.

All in a variable cost model that can bring down your cost, improve quality, and stand the test of regulatory scrutiny. Some of our clients also find we can help them grow revenue too.

Ebix, Inc.

Ebix, Inc. (NASDAQ: EBIX) is a leading international supplier of on-demand software and eCommerce services to the insurance and financial services industry. Ebix provides end-to-end solutions ranging from infrastructure exchanges, carrier systems, agency systems, eApplication solutions, and CRM to custom software development for all entities in the industry. With 40+ offices across the US, Brazil, Singapore, Australia, UK, and Canada, Ebix powers multiple businesses across the world. Through its various SaaS-based software platforms, Ebix employs over 2,400 industry and technology professionals to provide products and services, and support and consultancy to thousands of customers across six continents.

eMoney Advisor

eMoney Advisor, LLC (“eMoney”), based in Radnor, Pennsylvania, is the only wealth-planning platform for financial professionals and firms that offers superior transparency, accessibility, security, and organization for everything that affects their clients’ financial lives. A technology envisioned and created by advisors for advisors, eMoney’s award-winning software and resources are tailored to transform the advisor’s ability to implement comprehensive financial plans and prepare their clients for a secure financial future. For more information, please visit: www.emoneyadvisor.com.


Quik! is the forms automation solution powering Docupace’s Starting Point and ePACS. Through a combination of our extensive financial services forms library, our robust data model and web-based APIs, Quik! enables Docupace to deliver an enterprise forms automation solution for new account opening, transitions and more. Quik! empowers people to do their best work.​



CDW is a leading multi-brand technology solutions provider to business, government, education and healthcare organizations in the United States, Canada and the United Kingdom. A Fortune 500 company with multi-national capabilities, CDW was founded in 1984 and employs approximately 8,600 coworkers. For the trailing twelve months ended March 31, 2017, the company generated net sales of over $14 billion. For more information about CDW, please visit www.CDW.com.

Financial Industry Technical Services, Inc. (FITS)

FITS provides consulting services to the financial services industry, specifically Banks, Broker-Dealers, Insurance Firms, Investment Advisers, Trust Companies, and Regulatory Agencies. FITS operational, strategic, and technology solutions include business process optimization, compliance/regulatory consulting, merger/integration support, operational efficiencies, self-clearing assessments, and system conversions. FITS consultants stand ready to navigate clients through the challenges facing the industry. Our philosophy is to provide clients with cost-effective services and results that are sustainable beyond the length of the engagement.


RegEd is a leading provider of compliance technology solutions with relationships with more than 400 enterprise clients, including 80% of the top 25 broker-dealers and top 25 insurance companies. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based and content-driven compliance automation for insurance companies, investment advisors and broker-dealers. For more information, visit www.reged.com.